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The Stop Trading on Congressional Knowledge (STOCK) Act

Via NIH: “The Stop Trading on Congressional Knowledge (STOCK) Act, enacted on April 4, 2012, contains several requirements for employees who file a Public Financial Disclosure Report (OGE Form 278). The following resources are provided for filers and ethics officials. Filers should consult with their IC’s ethics officials if they have questions.

  • STOCK Act Summary (pdf, 1 page): This document provides a summary of the requirements affecting NIH OGE-278 filers and the effective date of each section.

  • Your Public Financial Disclosure Form (OGE-278) (pdf, 2 pages): Suggestions for filers to ensure that reports are accurate and complete, and to avoid over-reporting.
  • Helpful Hints for Filers and Reviewers (pdf, 2 pages): Additional suggestions for filers and reviewers of the OGE-278.
  • Questions and Answers for Filers (pdf format, 2 pages)
  • Sample Broker Statements and OGE-278 Assets Page (pdf, 2 pages). This document provides sample filer and spouse statements, and the OGE-278 Assets and Income page (Schedule A) showing their reportable consolidated holdings.
  • Slide Presentation to IC Directors and Ethics Officials: PowerPoint Slides or Acrobat pdf format (5 pages)

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