2013 Financial Services Industry Compliance Benchmark Study

by Sabrina I. Pacifici on April 23, 2013

2013 Financial Services Industry Compliance Benchmark Study

  • “Beginning in mid-December 2012,Compliance 360 conducted a survey among compliance professionals in the Financial Services industry, over a six week period. Respondents were asked questions relating to budget and priority areas for their compliance departments in 2013. Approximately 121 compliance professionals responded to the survey, representing a variety of financial services organizations from across the U.S., ranging in size from organizations with less than $2 billion in assets all the way up to organizations with assets greater than $100 billion…Survey participants represented organizations largely regulated by the Federal Reserve Board (51%), the Federal Deposit Insurance Commission (49%), and the Consumer Financial Protection Bureau (45.9%).”
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