SEC Staff Announces Availability of Anti-Money Laundering Compliance Tool

by Sabrina I. Pacifici on April 18, 2007

Press release: “The Securities and Exchange Commission’s staff today announced the availability of a new compliance tool to assist anti-money laundering (AML) compliance efforts by broker-dealers…The AML Source Tool, developed by the SEC’s Office of Compliance Inspections and Examinations (OCIE), compiles and organizes key AML laws, rules and related guidance applicable to broker-dealers and provides links to these materials to promote easy accessibility.”

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