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E-Mail Retention Compliance Issues

Lost in the Mail:

  • “Adhering to the array of SEC and NASD regulations around e-mail retention is going to be a full-time job for firms that hope to avoid the fines, lawsuits and bad press that come with non-compliance. It is estimated that over 16 billion business e-mail messages are sent a day, and financial firms are stuck with the unenviable task of figuring out how to deal with them. “Dealing with them” includes managing, archiving, retrieving and monitoring e-mails and instant messages.”
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