What is the SEC?

Seeking Alpha / What Is The SEC? : Updated: Jun. 22, 2022. Written By: Marcia Wendorf. Reviewed By: Jason Kirsch, CFP

Table of Сontents
  1. What the SEC Does: Main Purpose
  2. History of the SEC
  3. Who Runs the Securities & Exchange Commission?
  4. Five Divisions of the SEC
  5. How the SEC Enforces Regulations
  6. How The SEC Makes Rules
  7. Top SEC Legislation for Investors To Know
  8. SEC vs. FINRA & Other Regulatory Organizations
  9. Bottom Line
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Posted in: Economy, Financial System, Legal Research, Securities Law
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