Dodd-Frank Progress Report Generated using the Davis Polk Regulatory Tracker™ January 2014 “In Brief: December 2013 36 Requirements Met, 1 Proposed. The CFTC, FDIC, Federal Reserve, OCC and SEC released final regulations implementing the Volcker Rule. The Federal Reserve released a proposed rule on extensions of credit by Federal Reserve Banks. 1 Study. The FIO issued a study… Continue Reading
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New GAO Reports – Defense Management, Dodd-Frank Regulation, TARP Audit, Reverse Auctions
DEFENSE MANAGEMENT – Actions Needed to Ensure National Guard and Reserve Headquarters Are Sized to be Efficient, GAO-14-71, Nov 12, 2013 DODD-FRANK REGULATION – Agencies Conducted Regulatory Analyses and Coordinated but Could Benefit from Additional Guidance on Major Rules, GAO-14-67, Dec 11, 2013 FINANCIAL AUDIT – Office of Financial Stability (Troubled Asset Relief Program) Fiscal Years 2013 and 2012 Financial… Continue Reading
The FDIC’s Progress in Implementing Systemic Resolution Authorities under Dodd-Frank Act
FDIC Office of Audits and Evaluations Report No. AUD-14-001 – The FDIC’s Progress in Implementing Systemic Resolution Authorities under the Dodd-Frank Act, November 2013. “The Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act) created a comprehensive new regulatory and resolution framework designed to avoid the severe consequences of financial instability. Among other things, the Dodd-Frank Act gave the FDIC broad… Continue Reading
Reframing Commodity Pools in the Wake of Dodd-Frank and the Volcker Rule
Reframing Commodity Pools in the Wake of Dodd-Frank and the Volcker Rule by Jenny Liu, Cornell Law Review, Volume 99 Issue 1. 2013. “The massive financial disaster of 2008 and the international credit catastrophe that subsequently developed was a “historic economic crisis” that led to a near collapse of the U.S. and global economic systems. In its aftermath, widespread demands for regulatory reform… Continue Reading
FDIC’s Progress in Implementing Systemic Resolution Authorities under the Dodd-Frank Act
Office of Audits and Evaluations. Report No. AUD-14-001. The FDIC’s Progress in Implementing Systemic Resolution Authorities under the Dodd-Frank Act Continue Reading
Dodd – Frank Progress Report September 2013
State of Play to Date – DavisPolk Regulatory Tracker Since July 15, 2013, one rulemaking requirement deadline passed, two rulemaking requirements were finalized and no new rules were proposed to meet rulemaking requirements. As of September 3, 2013, a total of 280 Dodd-Frank rulemaking requirement deadlines have passed. This is 70.4% of the 398 total… Continue Reading
Davis Polk: Dodd – Frank Progress Report, July 15, 2013
Dodd-Frank Progress Report Generated using the Davis Polk Regulatory Tracker™. July 15, 2013 – “As of July 15, 2013, a total of 279 Dodd-Frank rulemaking requirement deadlines have passed. This is 70.1% of the 398 total rulemaking requirements, and 99.6% of the 280 rulemaking requirements with specified deadlines. Of these 279 passed deadlines, 172 (61.6%)… Continue Reading
RAND Report – Hedge Funds, Systemic Risk, and Dodd-Frank
Hedge Funds, Systemic Risk, and Dodd-Frank – The Road Ahead, Lloyd Dixon, Noreen Clancy, Krishna B. Kumar 2013 “These proceedings summarize the key themes and issues raised during a symposium on September 24, 2012, hosted by the RAND Center for Corporate Ethics and Governance. Discussion focused on the ways in which hedge funds might contribute to systemic risk and… Continue Reading
Ag Committee Approves Bipartisan Legislation to Tweak Dodd-Frank Act
“…the House Agriculture Committee approved seven legislative proposals amending Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The bills are the culmination of the committee’s oversight efforts of the Commodity Futures Trading Commission (CFTC) as it writes rules for Dodd-Frank. All but one of the bills advanced on a voice vote.… Continue Reading
American Banker Commentaries on new Dodd-Frank Stress Test Results
Follow up to Federal Reserve releases summary results of bank stress tests, via American Banker (free to non subscribers): Fed Unveils Dodd-Frank Stress Test Results and Cheat Sheet: What the Dodd-Frank Stress Tests Really Mean. See also related postings on financial system Continue Reading
FTC Issues Dodd-Frank Report to Congress, Focused on Debit Card Transactions
News release: “The Federal Trade Commission issued a report to Congress explaining steps the agency has taken in connection with new rules on debit card transactions that were put in place last year by the Federal Reserve Board as required by the Dodd-Frank Wall Street Reform and Consumer Protection Act. The FTC shares authority to… Continue Reading
New GAO Reports: Defense Contracting, Dodd-Frank Act
Defense Contracting – DOD Initiative to Address Audit Backlog Shows Promise, but Additional Management Attention Needed to Close Aging Contracts, GAO-13-131, Dec 18, 2012: “DOD has a large volume of contracts that have not been closed on time. Closing a contract includes tasks such as verifying that the goods and services were provided and making… Continue Reading
